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Prepare for CFA Level 1: Ethics and Professional Standards · LearnSpace
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Prepare for CFA Level 1: Ethics and Professional Standards

Курс от Board Infinity
Начальный≈ 21.6 чАнглийский
О курсеНавыкиПрограммаПреподаватели

О курсе

Build practical skills to apply ethical principles in real financial situations with confidence. This course, CFA Level 1 - Ethics & Professional Standards Foundations of Integrity, helps you learn practical frameworks, professional guidelines, and decision-making tools used to maintain integrity in the investment profession. You will begin by exploring the role of ethics in building trust and how a strong code of conduct and code of ethics guide responsible behavior. Next, you will learn the structure of professional standards and how they shape fair and transparent practices in finance. The course then focuses on applying these principles in real scenarios, including managing conflicts of interest, client responsibilities, and professional conduct. You will also explore how ethical frameworks support decision-making in complex situations. Finally, you will understand how programs and reporting standards promote accountability and transparency in the investment industry. By the end of this course, you will: • Apply ethical frameworks to evaluate real-world financial decisions • Identify professional misconduct and manage conflicts of interest • Analyze client and employer responsibilities using ethical standards • Build structured approaches to handle ethical dilemmas • Evaluate transparency practices in investment reporting This course is ideal for finance students, aspiring professionals, analysts, and anyone looking to build strong ethical decision-making skills in finance. Start strengthening your professional integrity and make responsible decisions with confidence in the financial world Disclaimer: This course is an independent educational resource developed by Board Infinity and is not affiliated with, endorsed by, sponsored by, or officially associated with CFA Institute or any of its subsidiaries or affiliates. This course is not an official preparation material of CFA Institute. All trademarks, service marks, and company names mentioned are the property of their respective owners and are used for identification purposes only.

Навыки, которые вы освоите

Ethical Standards And ConductPerformance ReportingDecision MakingCompliance ManagementInvestment ManagementCase StudiesBusiness EthicsLaw, Regulation, and ComplianceConflict ManagementFinancial ReportingAccountability

Программа курса

6 модулей · 94 учебных материалов

01Ethics and Trust in the Investment Profession — Building a Culture of Integrity20 материалов

Career Scope in Ethical Finance

Career Opportunities in Ethical Investment ManagementВидеоGlobal Ethics Challenge in Finance TodayВидеоNavigating Global Ethics ChallengesВидеоProfessional Pathways and Integrity CredentialsВидео

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Board Infinity

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Prepare for CFA Level 1: Ethics and Professional Standards
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Обучение на Coursera

≈ 21.6 ч

6 модулей

Язык: Английский

Часть программы вашего университета
Career Scope in Ethical FinanceЗадание
Quick Course Check-InPLUGIN

What is Ethics? Why It Matters

Defining Ethics in the Investment ProfessionВидеоThe Role of Ethics in Investor ConfidenceВидеоEthics vs. Legal standards: Beyond the RulesВидеоWhat is Ethics? Why It MattersЗадание

Professions and Trust

How Professions Establish Public TrustВидеоCodes, Standards, and Self-RegulationВидеоCase Study- When Trust Breaks DownВидеоProfessions and TrustЗадание

Decision Frameworks & Situational Influences

Introducing the CFA Ethical Decision FrameworkВидеоStakeholders, Consequences, and ConflictsВидеоSituational Influences and Bias in Ethical JudgmentВидеоNavigating Situational Pressures and Bias in Ethical JudgmentВидеоDecision Frameworks & Situational InfluencesЗаданиеEthics and Trust in the Investment Profession — Building a Culture of IntegrityЗадание
02The Code of Ethics and Standards of Professional Conduct — Foundations of Accountability11 материалов

Professional Conduct Program

Structure and Purpose of the Professional Conduct ProgramВидеоCase Review- From Violation to ResolutionВидеоOverview of the Code of EthicsВидеоProfessional Conduct ProgramЗадание

Standards I-VII Overview

Structure of the Seven Standards of Professional ConductВидеоCoverage of the Seven Standards of Professional ConductВидеоStandard I- ProfessionalismВидеоStandards II-III- Integrity and Duties to ClientsВидеоStandards IV-VII- Responsibilities and ConductВидеоStandards I-VII OverviewЗаданиеThe Code of Ethics and Standards of Professional Conduct — Foundations of AccountabilityЗадание
03Applying Standards I–III — Integrity in Practice20 материалов

Standards I(A)-I(B)- Knowledge of the Law, Independence, and Objectivity

Standard I(A)- Knowledge of the LawВидеоStandard I(B)- Independence and ObjectivityВидеоCase Applications and Prevention ControlsВидеоStandards I(A)-I(B)- Knowledge of the Law, Independence, and ObjectivityЗадание

Standards I(C)-I(E)- Misrepresentation, Misconduct, and Competence

Avoiding Misrepresentation in Research and MarketingВидеоMisconduct- Gray Areas in BehaviorВидеоMaintaining Competence and DiligenceВидеоStandards I(C)-I(E)- Misrepresentation, Misconduct, and CompetenceЗадание

Standard II - Integrity of Capital Markets

Standard II(A)- Material Nonpublic Information (MNPI)ВидеоStandard II(A)- Material Nonpublic Information (MNPI)- Case studyВидеоStandard II(B)- Market Manipulation and Trading FairnessВидеоCase- Insider Information vs. Public InsightВидеоStandard II - Integrity of Capital MarketsЗадание

Standard III - Duties to Clients

Standard III(A)- Loyalty, Prudence, and CareВидеоStandard III(B)- Fair DealingВидеоStandard III(C)- SuitabilityВидеоStandard III(D)- Performance PresentationВидеоStandard III(E)- Preservation of ConfidentialityВидеоStandard III - Duties to ClientsЗадание
04Applying Standards IV–VII — Professional Conduct in Action16 материалов

Standard IV - Duties to Employers

Standard IV(A) Loyalty to EmployerВидеоStandard IV(A) Loyalty to Employer Case studiesВидеоStandard IV(B) Additional Compensation ArrangementsВидеоStandard IV(C) Responsibilities of SupervisorsВидеоStandard IV - Duties to EmployersЗадание

Standard V - Investment Analysis, Recommendations, and Actions

Standard V(A)- Diligence and Reasonable BasisВидеоStandard V(B)- Communication with Clients & ProspectsВидеоStandard V(C)- Record RetentionВидеоStandard V - Investment Analysis, Recommendations, and ActionsЗадание

Standard VI - Conflicts of Interest

Standard VI(A) Disclosure of ConflictsВидеоStandard VI(C) Referral FeesВидеоStandard VI - Conflicts of InterestЗадание

Standard VII - Responsibilities as a CFA Member/Candidate

Standard VII(A) Conduct as Participant in CFA ProgramВидеоStandard VII(B) Use of CFA CredentialsВидеоStandard VII - Responsibilities as a CFA Member/CandidateЗаданиеApplying Standards IV–VII — Professional Conduct in ActionЗадание
05Introduction to the GIPS Standards - Transparency and Trust in Reporting15 материалов

Purpose, Scope, and Benefits

Why GIPS Standards Were CreatedВидеоWho Can Claim Compliance and Why It MattersВидеоPurpose, Scope, and BenefitsЗадание

Key Concepts for Firms

Firm Definition and Discretion ConceptsВидеоComposite Construction BasicsВидеоCommon Implementation ErrorsВидеоKey Concepts for FirmsЗадание

Composites and Discretion

Defining and Grouping PortfoliosВидеоDiscretion and Its Implications for ReportingВидеоPractical Example- Firm-wide Composite CreationВидеоComposites and DiscretionЗадание

Verification Basics

Purpose and Process of Independent VerificationВидеоCommunicating Compliance to ClientsВидеоVerification BasicsЗаданиеIntroduction to the GIPS Standards - Transparency and Trust in ReportingЗадание
06Ethics Application and Exam Strategy - Mastering the CFA Ethics Section12 материалов

Building Defensible Rationales

Analyzing Multi-Standard ScenariosВидеоIdentifying Core Issues and ViolationsВидеоHow to Structure Ethical ReasoningВидеоAligning Facts to Sub-StandardsВидеоPreventive Firm ProceduresВидеоBuilding Defensible RationalesЗадание

Common Pitfalls & Tricky Wording

Ambiguous Language and Common TrapsВидеоMisleading Scenarios and Gray AreasВидеоEthical vs. Legal Reasoning in ExamsВидеоHow to Eliminate Distractors and Prioritize Ethics ItemsВидеоCommon Pitfalls & Tricky WordingЗаданиеEthics Application and Exam Strategy - Mastering the CFA Ethics SectionЗадание
Applying Standards I–III — Integrity in PracticeЗадание