К содержимому
learnspaceYOUR NEXT CHAPTER
ПРОСТРАНСТВО ОБУЧЕНИЯ
ГлавнаяКаталог курсовМоё обучениеCoursera

Знания без границ

Учитесь у лучших университетов и компаний мира.

Открыть Coursera
Интеграция
Пространство университета
Моё пространствоСтраница курса
↵
ЯЛичный кабинетСтудент
© 2026 LearnSpaceКаждый день — возможность узнать больше.Помощь
Financial Markets Operations and Settlement · LearnSpace
Назад в каталог
courseraБизнес

Financial Markets Operations and Settlement

Курс от EDUCBA
Уровень не указан≈ 21.5 чАнглийский
О курсеНавыкиПрограммаПреподаватели

О курсе

Master brokerage operations and the complete trade lifecycle in financial markets. Learn how trades move from execution to settlement in real-world capital markets. This course provides a comprehensive understanding of brokerage operations, covering trade processing, clearing, settlement, and reconciliation. You will explore key financial instruments such as equities, bonds, options, and derivatives while gaining practical insights into systems like CNS and DTC. Designed for aspiring finance professionals, this course bridges the gap between theory and real-world operations. You will learn how brokerage firms function, how trades are executed and settled, and how risks are managed through margin and compliance processes. By the end of this course, learners will be able to analyze trade workflows, apply operational concepts, and understand the infrastructure that powers global financial markets—making it ideal for careers in investment banking operations, middle office, and capital markets roles.Master brokerage operations and the complete trade lifecycle in financial markets. Learn how trades move from execution to settlement in real-world capital markets. This course provides a comprehensive understanding of brokerage operations, covering trade processing, clearing, settlement, and reconciliation. You will explore key financial instruments such as equities, bonds, options, and derivatives while gaining practical insights into systems like CNS and DTC. Designed for aspiring finance professionals, this course bridges the gap between theory and real-world operations. You will learn how brokerage firms function, how trades are executed and settled, and how risks are managed through margin and compliance processes. By the end of this course, learners will be able to analyze trade workflows, apply operational concepts, and understand the infrastructure that powers global financial markets—making it ideal for careers in investment banking operations, middle office, and capital markets roles.

Навыки, которые вы освоите

BrokerageSecurities TradingFinancial TradingReconciliationDerivativesTransaction ProcessingEquitiesFinanceIT InfrastructureCapital MarketsFinancial MarketRegulatory ComplianceFinancial SystemsFinancial RegulationsAI WorkflowsBankingOperations ManagementDesignFinancial RegulationInvestment Banking

Программа курса

9 модулей · 121 учебных материалов

01Foundations of Brokerage Operations15 материалов

Introduction to Brokerage Ecosystem

Introduction to Brokerage Operations in Investment BankingВидеоBrokerage FirmВидеоSelf CreatingВидеоIntroduction to Brokerage EcosystemЗадание

Clearing and Operational Structures

Учитесь у экспертов

EDUCBA

Преподаватель курса

Financial Markets Operations and Settlement
В каталоге вашей программы

Инвестируйте в себя

Новые знания — в удобное для вас время.

Начать на Coursera

Обучение откроется на Coursera
в новой вкладке

Обучение на Coursera

≈ 21.5 ч

9 модулей

Язык: Английский

Часть программы вашего университета
Correspondent ClearingВидео
Brokerage OperationsВидео
Brokerage Operations ContinuesВидео
Clearing and Operational StructuresЗадание

Basics of Financial Instruments

Bonds RatingВидеоOption SecuritiesВидеоMarketable SecuritiesВидеоBasics of Financial InstrumentsЗаданиеAnalyzing Brokerage Operations and Clearing Structures in PracticeDIALOGUEGraded - Foundations of Brokerage OperationsЗаданиеExecuting and Clearing Trades in Brokerage OperationsDIALOGUE
02Securities and Market Fundamentals13 материалов

Understanding Marketable Securities

More on Marketable SecuritiesВидеоKey Terms in Mutual FundsВидеоMarekts and ExchnagesВидеоUnderstanding Marketable SecuritiesЗадание

Market Infrastructure Deep Dive

More on Marekts and ExchnagesВидеоSecurities IdentifiersВидеоSecurities Clearance and SettlementВидеоMarket Infrastructure Deep DiveЗадание

Industry Systems and Participants

Securities Industry Automation CorporationВидеоTypes of Customer and Bokerage AccountВидеоTransfer and Hold InВидеоIndustry Systems and ParticipantsЗаданиеGraded - Securities and Market FundamentalsЗадание
03Account Structures and Trade Lifecycle13 материалов

Brokerage Accounts and Structures

Partnership AccountВидеоTypes of Account StructureВидеоTrading of Life CycleВидеоBrokerage Accounts and StructuresЗадание

Trade Cycles Overview

Types of Trade CycleВидеоRegular Way TradesВидеоTrade FlowВидеоTrade Cycles OverviewЗадание

Dividend and Options Cycles

Dividend ScheduledВидеоOption Cycle and its UsesВидеоFuture Trade CycleВидеоDividend and Options CyclesЗаданиеGraded - Account Structures and Trade LifecycleЗадание
04Trade Execution and Orders13 материалов

Derivatives and Brokerage Cycles

Derivative Trade CycleВидеоBrokerage Trade CycleВидеоApplication of Trailing Stop OrderВидеоDerivatives and Brokerage CyclesЗадание

Order Types and Strategies

Understanding Limit OrderВидеоMore on Trailing Stop OrderВидеоTrade ConfirmationsВидео Order Types and StrategiesЗадание

Trade Processing Fundamentals

Constructive Receipt ProcessingВидеоOperations Processing Purchase and SalesВидеоCommission Buy TradeВидеоTrade Processing FundamentalsЗаданиеGraded - Trade Execution and OrdersЗадание
05Trade Processing and Calculations13 материалов

Financial Calculations in Brokerage

Operations Processing Gross CreditВидеоCalculating Accrued InterestВидеоMore on Accrued InterestВидеоFinancial Calculations in BrokerageЗадание

Fees, Taxes, and Reconciliation

Miscellaneous Fees and State TaxВидеоTrade Balancing and ReconciliationВидеоExamples on Trade Balancing and ReconciliationВидеоFees, Taxes, and ReconciliationЗадание

Trade Matching and Settlement Basics

Examples of Street TradesВидеоTrade Comparision and Trade SettlementВидеоSecurity Settlement and Money SettlementВидеоTrade Matching and Settlement BasicsЗаданиеGraded - Trade Processing and CalculationsЗадание
06Clearing, Settlement, and CNS13 материалов

Clearing House and Settlement Concepts

Role of Clearing HouseВидеоConcept of Trade SettlementВидеоNet Settlement and Trading ActivityВидеоClearing House and Settlement ConceptsЗадание

CNS Mechanism and Activities

Generating Balance OrderВидеоCNS and Non CNSВидеоContinuos Net SettlementВидеоCNS Mechanism and ActivitiesЗадание

CNS Positions and Money Settlement

CNS Position and Trading ActivityВидеоNet Settlement and Money SettlementВидеоMargin DepartmentВидеоCNS Positions and Money SettlementЗаданиеGraded - Clearing, Settlement, and CNSЗадание
07Margin and Cash Operations13 материалов

Margin Trading Fundamentals

Liquidation Value and Account ValueВидеоBuying Shares on MarginВидеоInterest Rated on Margin LoansВидеоMargin Trading FundamentalsЗадание

Cash and Securities Handling

Operations Processing Cashier's DepartmentВидеоSecurities and FundsВидеоDTC R and D SettlementВидеоCash and Securities HandlingЗадание

DTC Systems and Benefits

Benefits of DTC SettlementВидеоDTC Settlement SEG and ExcessВидеоMovement of SecuritiesВидеоDTC Systems and BenefitsЗаданиеGraded - Margin and Cash OperationsЗадание
08Advanced Settlement and Corporate Actions13 материалов

Securities Movement and Valuation

Stock Loan Contract FileВидеоExecuting Mark to Market ВидеоStock Transfer DepartmentВидеоSecurities Movement and ValuationЗадание

Institutional and Corporate Processing

Continuos Net Settlement BuyingВидеоInstitutional Delivery SystemВидеоCorporate ActionsВидеоInstitutional and Corporate ProcessingЗадание

Stock Events and Distributions

Stock SplitsВидеоExamples on Stock SplitsВидеоDistribution ProcessingВидеоInstitutional and Corporate ProcessingЗаданиеGraded - Advanced Settlement and Corporate ActionsЗадание
09Reconciliation, Tracking, and Regulations15 материалов

Dividend and Settlement Tracking

Divindend Short ChargesВидеоCash in Lieu ExampleВидеоDTC Fail TrackingВидеоDividend and Settlement TrackingЗадание

Reorganization and Adjustments

Due Bill TrackingВидеоReorganization DepartmentВидеоMore on Reorganization DepartmentВидеоReorganization and AdjustmentsЗадание

Final Controls and Regulations

Unit SplitsВидеоStock Recoed DepartmentВидеоDTC BreaksВидеоBrokerage Operation RegulationsВидеоFinal Controls and RegulationsЗаданиеGraded - Reconciliation, Tracking, and RegulationsЗаданиеManaging Trade Lifecycle and Settlement in Brokerage Operations
DIALOGUE