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Investment Ethics and Performance Standards · LearnSpace
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Investment Ethics and Performance Standards

Курс от EDUCBA
Уровень не указан≈ 14.6 чАнглийский
О курсеНавыкиПрограммаПреподаватели

О курсе

Master CFA Ethics and GIPS with real-world clarity and practical application. Build ethical decision-making skills essential for finance professionals and CFA candidates. This course provides a comprehensive understanding of CFA Code of Ethics, Standards of Professional Conduct, and Global Investment Performance Standards (GIPS). Designed for finance professionals and students, it bridges the gap between theory and real-world practice. You will learn how to apply ethical principles in client relationships, manage conflicts of interest, ensure fair dealing, and maintain professional integrity. The course also covers GIPS framework, helping you understand performance reporting, composites, and compliance. With structured modules and practical insights, this course prepares you for CFA exams while enhancing your professional credibility and decision-making skills.

Навыки, которые вы освоите

Ethical Standards And ConductBusiness EthicsPerformance ReportingRecord KeepingLaw, Regulation, and ComplianceCompliance ManagementConflict ManagementCompliance ReportingFinancePortfolio ManagementDealing With AmbiguityFinancial MarketApplication Performance ManagementRegulatory ComplianceDesignClient ServicesResearchStrategic Decision-MakingDecision MakingInvestment Management

Программа курса

6 модулей · 77 учебных материалов

01Foundations of Ethical Conduct14 материалов

Understanding Legal & Ethical Boundaries

Knowledge of Law – BasicsВидеоKnowledge of Law – ApplicationsВидеоIndependence & Objectivity – ConceptsВидеоUnderstanding Legal & Ethical BoundariesЗадание

Maintaining Professional Integrity

Учитесь у экспертов

EDUCBA

Преподаватель курса

Investment Ethics and Performance Standards
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Обучение откроется на Coursera
в новой вкладке

Обучение на Coursera

≈ 14.6 ч

6 модулей

Язык: Английский

Часть программы вашего университета
Independence & Objectivity – CasesВидео
Misrepresentation – OverviewВидео
Misrepresentation – ExamplesВидео
Maintaining Professional IntegrityЗадание

Ethical Misconduct & Market Awareness

Misconduct ExplainedВидеоMaterial Non-Public Info – BasicsВидеоEthical Misconduct & Market AwarenessЗаданиеApplying CFA Ethics Standards in Real-World ScenariosDIALOGUEFoundations of Ethical ConductЗаданиеApplying Ethical Judgment in Professional Conduct and ComplianceDIALOGUE
02Market Integrity & Fair Practices12 материалов

Handling Sensitive Information

Material Non-Public Info – CasesВидеоMarket Manipulation – ConceptsВидеоMarket Manipulation – ExamplesВидеоHandling Sensitive InformationЗадание

Acting in Client’s Best Interest

Loyalty, Prudence & Care – IntroВидеоLoyalty, Prudence & Care – DutiesВидеоLoyalty, Prudence & Care – CasesВидеоActing in Client’s Best InterestЗадание

Ensuring Fair Client Treatment

Fair Dealing – BasicsВидеоFair Dealing – ApplicationsВидеоEnsuring Fair Client TreatmentЗадание Market Integrity & Fair PracticesЗадание
03Client Relationships & Responsibilities12 материалов

Suitability & Ethical Advisory

Suitability – ConceptsВидеоSuitability – ExamplesВидеоPerformance Presentation – BasicsВидеоSuitability & Ethical AdvisoryЗадание

Transparency in Performance Reporting

Performance Presentation – CasesВидеоPreservation of ConfidentialityВидеоLoyalty to Employer – IntroВидеоTransparency in Performance ReportingЗадание

Balancing Client & Employer Duties

Loyalty to Employer – DutiesВидеоLoyalty to Employer – CasesВидеоBalancing Client & Employer DutiesЗаданиеClient Relationships & ResponsibilitiesЗадание
04Professional Duties & Workplace Ethics12 материалов

Compensation & Ethical Boundaries

Additional Compensation – BasicsВидеоAdditional Compensation – CasesВидеоSupervisor Responsibilities – ConceptsВидеоCompensation & Ethical BoundariesЗадание

Leadership & Oversight Ethics

Supervisor Responsibilities – ExamplesВидеоDiligence & Reasonable Basis – IntroВидеоDiligence & Reasonable Basis – CasesВидеоLeadership & Oversight EthicsЗадание

Communication & Documentation Ethics

Communication with Clients – BasicsВидеоCommunication – ApplicationsВидеоCommunication & Documentation EthicsЗаданиеProfessional Duties & Workplace Ethics Задание
05Managing Conflicts & Professional Standards12 материалов

Record Keeping & Conflict Disclosure

Record RetentionВидеоDisclosure of Conflicts – IntroВидеоDisclosure of Conflicts – CasesВидеоRecord Keeping & Conflict DisclosureЗадание

Handling Ethical Dilemmas

Disclosure – Practical IssuesВидеоPriority of Transactions – BasicsВидеоPriority of Transactions – CasesВидеоHandling Ethical DilemmasЗадание

Maintaining Professional Integrity

Referral FeesВидеоConduct as Members – BasicsВидеоMaintaining Professional IntegrityЗаданиеManaging Conflicts & Professional StandardsЗадание
06CFA Standards & GIPS Framework15 материалов

CFA Professional Standards

Conduct as Members – CasesВидеоReference to CFA DesignationВидеоCourse IntroductionВидеоCFA Professional StandardsЗадание

Introduction to GIPS Standards

Purpose of GIPSВидеоGIPS Composites ExplainedВидеоGIPS Verification ProcessВидеоIntroduction to GIPS StandardsЗадание

GIPS Structure & Application

GIPS ObjectivesВидеоGIPS Key FeaturesВидеоFirm Definition in GIPSВидеоGIPS Structure OverviewВидеоGIPS Structure & ApplicationЗаданиеCFA Standards & GIPS Framework ЗаданиеResolving Ethical Conflicts in Investment Practice
DIALOGUE