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Investment Ethics and Standards · LearnSpace
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Investment Ethics and Standards

Курс от EDUCBA
Уровень не указан≈ 6.8 чАнглийский
О курсеНавыкиПрограммаПреподаватели

О курсе

Master CFA Ethics with clarity, confidence, and real-world application. Crack one of the most important CFA exam sections with ease. This course is designed to simplify the CFA Code of Ethics, Professional Standards, and GIPS framework through structured modules and lesson-focused learning. Whether you're a CFA Level 1 candidate or an aspiring finance professional, you'll gain a strong foundation in ethical decision-making and professional conduct. You will learn how to interpret and apply ethical standards, identify violations, and make client-focused investment decisions. The course also covers communication practices, conflict management, and global investment performance standards (GIPS), ensuring you understand both theory and application. With a practical, exam-oriented approach, this course helps you build confidence, improve retention, and develop skills that are essential for success in the CFA exam and your finance career.

Навыки, которые вы освоите

Ethical Standards And ConductSupervisionDecision MakingCompliance ManagementPerformance ReportingConflict ManagementBusiness EthicsPerformance ManagementApplication Performance ManagementIT ManagementLearning TheoryCompliance ReportingRisk Management FrameworkCompliance TrainingCommunicationFinanceInvestment ManagementLearning Management SystemsLegal RiskRegulatory Compliance

Программа курса

3 модулей · 34 учебных материалов

01Foundations of Ethical Conduct12 материалов

Introduction to Ethics & Standards

Ethics - Code of Ethics and Professional StandardsВидеоProfessional StandardВидеоIntroduction to Ethics & StandardsЗадание

Integrity in Professional Behavior

1B-Independence and ObjectivityВидео

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EDUCBA

Преподаватель курса

Investment Ethics and Standards
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Обучение на Coursera

≈ 6.8 ч

3 модулей

Язык: Английский

Часть программы вашего университета
MisconductВидео
Integrity in Professional BehaviorЗадание

Handling Sensitive Information

2A-Material Non -Public InformationВидео3A-Loyaty, Prudence and CareВидеоHandling Sensitive InformationЗаданиеApplying Ethical Judgment in Investment ScenariosDIALOGUE Foundations of Ethical ConductЗаданиеApplying Ethical Standards in Investment Decision-MakingDIALOGUE
02Duties to Clients & Professional Responsibilities10 материалов

Client-Centric Practices

Client AprovalВидео3C-SuitabilityВидеоClient-Centric PracticesЗадание

Confidentiality & Oversight

3E-Presevation of ConfedentialityВидео4C-Responsibility of SupervisorsВидеоConfidentiality & OversightЗадание

Communication & Transparency

5B-Communication with Clients and Prospective ClientsВидео6A-Disclosure of ConflictsВидеоCommunication & TransparencyЗаданиеDuties to Clients & Professional ResponsibilitiesЗадание
03Professional Integrity & GIPS Framework12 материалов

Ethical Responsibilities & Membership Standards

7A-Responsibility as A CFA Member CandidateВидеоGlobal Investment Performance StandardВидеоEthical Responsibilities & Membership StandardsЗадание

Building and Verifying Performance Standards

Composite Construction and PurposeВидеоPurpose of VerificationВидеоBuilding and Verifying Performance StandardsЗадание

Understanding GIPS Objectives & Compliance

Objective of GipsВидеоGips Compliant Firm ResponsibilitiesВидеоMajor Sections of GipsВидео Understanding GIPS Objectives & ComplianceЗаданиеProfessional Integrity & GIPS FrameworkЗаданиеEthical Decision-Making in Investment Advisory PracticeDIALOGUE